An edited version of this paper appeared as "Freedom of Information: A Research Tool for Tasmanian Lawyers." Survey of Tasmanian Law Vol 1 1994 92-111.
Preliminary
This paper is an expanded version of the talk I presented at The
Law Society of Tasmania Continuing Legal Education seminar "Changing
Times: Changing Laws" 18 March 1994. Feedback from those
present at the seminar indicated that I had raised a number of
ideas about the use of the Freedom of Information Act 1991
(Tas) which had not to that point been seriously considered as
a viable and multi functional working tool. I have therefore expanded
upon many of the points I made in my talk, added a few more examples
and provided some substance to the examples given. The theme of
the talk was that Freedom of Information legislation, especially
at the State level, provides a key tool for lawyers to use in
their normal work or to undertake work in new fields. Like all
tools FoI can be overused, under used or poorly used. If used
with skill and finesse FoI can become a high precision (and inexpensive)
device for lawyers to use on behalf of their clients.
The ideas in this paper are not meant to be exhaustive or definitive. My goal is to stir imaginations and to reveal possible applications of FoI. This paper has drawn from many sources including: my experiences with FoI as a lecturer in law, as national editor of the Freedom of Information Review, as a regular FoI applicant, as a consultant and researcher, from my contacts with Australian and US academics and government officials working in the area of FoI case law and, not least, from suggestions of other writers.
Introduction
FoI is a radical piece of legislation. It is designed to transform
the bureaucratic mindset from one where secrecy and non-disclosure
prevails to one that gives access to as much information as possible.
The Act achieves this goal by giving any person a legal right
to all information held by government agencies subject to a limited
number of exemptions which are to be interpreted narrowly. The
objective of access is futher assisted by many of the exemptions
having a public interest test.
Provision is made for internal review of decisions within the
agency denying FoI requests. There is also provision for external
review via the Ombudsman. This review process increases the possibilities
of further information being released in part or in full. It should
be noted that access is given to all or at least part of the information
requested in over 90% of requests. Full access occurs in approximately
80% of cases. Internal and external review increases the access
rate to about 94% of requests.
FoI presents unbounded opportunities to gain access to large reservoirs
of information. The Act creates a revolutionary reversal of information
availability that is waiting to be exploited by those who are
innovative and prepared to experiment. Before 1993, approaches
to the public sector for information was a haphazard affair with
the normal outcome being little or no disclosure of information
unless other factors intervened. Since 1 January 1993 there has
been a legal entitlement to all information unless it falls under
an exemption, and the Agency decides to exercise that exemption
power. The Act encourages Agencies to exercise their discretions
in favour of disclosure giving them the right to release otherwise
exempt information.
Any lawyer or professional using the Tasmanian FoI Act on a regular basis is advised to have easy access to the following material;
Essential materials
Freedom of Information Guidelines
These are available from the State Government Printer for $35 (later 1993). The guidelines contain a copy of the Act, the 1992 Amendment Act and Regulations concerning fees. The guidelines are designed to help public servants deal with requests for information and spells out in a broad fashion the considerations and major legal points that should be applied with the handling of each exemption provision.
Freedom of Information Review
As the national editor my bias may be showing, nevertheless it is an inexpensive way of being regularly informed about recent developments in FoI around Australia and provides regular case notes on key recent cases. The cost is $35 a year for 6 issues. Available from the Legal Service Bulletin Co-Op, c- of Faculty of Law, Monash University, Clayton 3168, ph (03) 544 0974, fax (03)565 5305 or via the author.
1994 Law Handbook
The FoI chapter in the Handbook provides a very good basic guide to using the Act.
Highly desirable
Kyrou, Victorian Administrative Law, looseleaf service.
Flick, Federal Administrative Law, loose leaf service.
Victorian Administrative Reports.
Australian Administrative Law Journal
Madeline Campbell, "Freedom of Information Legislation in Australia: A Comparison" Administrative Law: Does the Public Benefit? ed John McMillan, Australian Institute of Administrative Law 1992, 375-385.
Decisions of the Queensland Information Commissioner
Decisions of the West Australian Information Commissioner
Examples of Use
Access to police prosecution briefs
Manuals/Procedures
Material to support ultra vires actions
Accident and other reports
Commercial Disputes
Access to Investigation Records
Release of Exempt Documents in the Public Interest
Grievance Information
Background Information for a Case
Alternative Action for Clients
Defamation
Access to police prosecution briefs
In Sobh v. Police Force of Victoria the applicant appealed
against a decision of the Supreme Court upholding an exemption
for documents on his police file under section 31(1)(a) Vic (Law
Enforcement). The Court of Appeal rejected the police argument
that held that disclosure of a police brief, or entire file, would
prejudice the proper administration of the law, but held that
the individual circumstances of the case must be considered. The
effect of this decision is that access to significant parts of
police files is now available to an accused appearing in a Magistrate's
Court. The decision in Sobh has been applied by the Tasmanian
Ombudsman. Some points to note:
Not all information will be available see (Section 28 (law enforcement information and Section 29 information affecting legal proceedings).
Agencies can take up to 30 days to process FoI requests.
Requests should be narrow and specific to speed up processing, in recognition of the resource constraints of the Agency e.g.
Requests for "all information held by police in relation to my client" or "all the contents of the police brief" will cause delays, especially if all that is needed are copies of witness statements.
Manuals/Procedures
These can include;
Police Standing Orders
Fingerprinting Manuals
Departmental Manuals
The Law Faculty Library at the University of Tasmania acquired a full copy of Police Standing Orders under FoI in early 1993. Another applicant has received copies of Fingerprinting manuals (with the exception of the section dealing with latent prints). Of particular interest with these requests was that availability of this information in other jurisdictions was a key factor in gaining release its in Tasmania.
Material to support administrative law actions
The availability of FoI has dramatically improved the feasibility
of administrative law actions in Tasmania. Administrative law
cases at common law are often hampered by lack of evidence Minister
for Aboriginal Affairs v Peko-Wallsend Limited illustrates
how useful FoI can be in deciding whether an applicant has a strong
enough case to challenge an administrative decision on the grounds
that it was ultra vires. Peko-Wallsend obtained documents under
FoI that revealed that the Federal Minister, Mr Holding, had not
taken into account the representations made by the company in
1981 in deciding whether the company would suffer detriment if
Crown Land was granted to a Land Trust. Without this evidence
Peko-Wallsend would have been without a case. The High Court held
that the Minister was bound to consider the submission made by
Peko-Wallsend and his failure to do so constituted a failure properly
to exercise his discretionary power. The FoI request by Peko-Wallsend
established that there was a basis for the company to challenge
the decision on the grounds of ultra vires.
Accident and other reports
Lawyers acting on behalf of clients (individuals or insurance
companies) often have difficulty in advising whether active steps
to defend a claim should be taken or whether it is more expedient
to commence immediate settlement negotiations. If a government
agency is directly or remotely involved in a claim then a FoI
request to that agency may produce some helpful material.
A request to the Department of Employment after an industrial
accident may reveal the extent to which a plaintiff contributed
to the injuries suffered. Requests to transport authorities for
documents relating to road conditions and/or maintenance may reveal
some degree of contributory negligence. Access to equipment maintenance
reports may reveal a long history of faulty functioning.
Mine inspection reports, including accident reports, in Tasmania have been released under FoI despite a claim for exemption under section 36 (information to which secrecy provisions of enactments apply) linked to section 47 of the Mines Inspection Act 1968. The department's claim for exemption was unsuccessful because the Ombudsman accepted that section 47 of the Mines Inspection Act did not come within the narrowly worded provisions of section 36 of the FoI Act. This example is important in another way. It illustrates that it is often necessary to pursue a claim to the final review stage before disclosure will occur. Many applicants uncritically accept the decision of the original deciding officer as being indicative of the likely outcome at both internal and external review stages and fail to continue with their applications.
Commercial Disputes
Lawyers can use FoI in many commercial disputes (tender, customs,
building or industrial), to gain extra information about a commercial
competitor, or gather evidence of contraventions of fair trading
or other legislation. An FoI request may reveal that a client's
competitor has been subject to an investigation, or has failed
to comply with either environmental or local government requirements.
An applicant recently used FoI to access a wide range of documents
held in the Land Titles Office dealing with all aspects of a long
running dispute, still to be resolved, involving his property.
The use of the Commonwealth FoI Act in commercial disputes can
be particularly useful as illustrated by Re Corrs Pavey Whiting
& Byrne and Alphapharm : Collector of Customs In this
case access was sought to various documents regarding the import
of a substance which the applicant believed to be infringing patent
rights. The requests for information were denied. However a number
of other documents were revealed upon which an action for patent
infringement was eventually based.
The lesson to be learned from Re Corrs is that users of
the Act need to be alert to possible lateral outcomes of their
requests. In sensitive areas, such as commercial information held
by Agencies, it is likely that many documents will not be released.
However the information collection activities of these agencies
may have gathered together other commercially useful material
which only becomes known because of a request for exempt material.
The commercial use of FoI has become the principal use of that legislation in the United States since the early 1980s. Corporations and other litigants discovered that the government was an information warehouse that held information on third parties. Businesses had learned that
the FOIA could be used to gather information about competitors that could be used to gain a commercial advantage. In fact, the vast majority of the FOIA requests were made by business executives or their lawyers, who in the words of Judge Patricia Wald, "astutely discerned the business value of the information which government obtains from industry while performing its licensing, inspecting, regulating and contracting functions."
Access to Investigation and other Reports
Information contained in reports is, to a large degree, either
factual or not contrary to the public interest if released. Various
authorities will often collect together information in response
to complaints or incidents. This collected material can often
form a rich source of information for an FoI applicant. In the
case of Re Barling and Medical Board of Victoria the applicant
sought access to documents in relation to his complaint to the
Medical Board of Victoria. The documents in dispute consisted
of medical reports obtained by the Medical Board for the purposes
of investigating a complaint. The Board exempted one document
(an investigator's report) under s.30(1) Vic (internal working
documents, section 27 Tas) and five other documents were exempted
under s.35(1)(b) Vic (Breach of confidence, section 33 Tas).
The Tribunal found that the medical reports were not communicated
in confidence and that release was not likely to have an inhibitive
effect on the future willingness of medical practitioners to co-operate
with the Medical Board in furnishing it with information. This
view was reached after careful consideration of the particular
facts and circumstances involved in this particular case. This
view should not be taken as an indication that a review body would
adopt the same outcome in future investigation cases. Each case
will depend on what factors can be marshalled to support disclosure
or the presence of factors which warrent non-disclosure such as
unreasonable disclosure affecting an individual's personal privacy.
With respect to the exemption claimed for the internal working
documents in Re Barling, the Tribunal found that a large
part of the report was factual and that although the report contained
recommendations and expressions of opinion, release would not
be contrary to the public interest.
Whenever presented with a claim for exemption under section 27
(internal working documents) pressure should be placed on the
agency to show why material is not purely factual material and
therefore disclosable. For example, in one of my requests relating
to information created 18 months previously, the Ombudsman accepted
the argument that information which is old or pertaining to decisions
publicly announced would often be disclosable. The agency had
refused access on the grounds, under the internal working document
exemption, that the information if disclosed would prejudice
the proper working of government. The Ombudsman stated:
"I cannot see that this information, if released,
would prejudice the proper working of Government. Given the passage
of time since the information was created, and the fact that decisions
have been publicly announced and implemented, it is in the public
interest for citizens to be aware of some of the processes which
contributed to the decision."
Release of Exempt Documents in the Public Interest
The case examples in this section have been included to demonstrate
that otherwise exempt information can sometimes be released because
of public interest considerations.
Re Robinson and University of Melbourne
A journalist sought to access documents which would identify the
donor of funds to the University of Melbourne. The tribunal held
that despite the documents being exempt under s.34 (business documents
exemption - documents related to matters of a business, commercial
or financial nature), they should be released as the public interest
in whether donors were individual or corporate outweighed the
public interest in financial support through confidential donations
to a public institution.
Re Atkinson and Public Transport Corporation
A member of parliament sought access to documents relating to
the payment of funds and the purpose for which they were used
(letters, memoranda and agreements relating to the conditions
and remuneration levels during the contracted employment period)
under a Senior Manager's contract. The tribunal held the documents
were not exempt under s.33 (documents relating to personal privacy),
as although some related to work contracts, income and tax arrangements,
the degree of right to protection of privacy was outweighed by
the degree of interest in public scrutiny.
Grievance Information
Clients working in the public service will sometimes seek advice
because they believe hey have been subject to unfair practices
or want to find out why certain action was taken against them.
In these types of actions, valuable information can be uncovered
by using FoI. However, as the following case studies demonstrate,
many of the issues will be highly technical and a skilled user
of FoI will often gain more information than a novice.
Reilly and Kilmore and District Hospital
The applicant sought various documents relating to her employment
at the hospital as a nursing director. Two documents contained
a motion and attachments concerning a staff meeting at which a
no-confidence vote had been passed in respect of the applicant
(who was not present). A third document in question was a letter,
about the nursing director, received by the Hospital Board.
Document 1 (the motion) was released to the applicant. It was
held by the tribunal that therelevant exemption, section 35(1)
breach of confidence, (section 33, Tas) did not apply because
the document was neither given in confidence nor was its release
likely to impair the divulgence of similar information in the
future. The Tribunal held the attachment to the motion and the
letter would however impair the giving of similar information
in the future, and, accordingly, the applicant was denied access
to those documents.
Re Read and Public Service Commission
The applicant sought external review of the PSC's decision to
refuse access to file notes, memos and reports by the Office of
Merit Protection (OMP) relating to the investigation of an employee
grievance concerning an adverse Staff Development Review. In excess
of 200 documents were initially sought. However by the time a
formal determination was made, the disputed documents numbered
only 17, due to the OMP agreeing to release the rest. Seven documents
were finally exempt on the ground that they were confidential
communications, schedule 8(2) WA (breach of confidence). Access
was granted to the remaining 10 documents with paragraphs edited
so as to remove material attracting legal professional privilege,
personal information and information outside the ambit of the
application.
In this last case it is significant to note how much material
was conceded before the last hearing: 183 documents. It is a common
experience in FoI litigation that an Agency will refuse to release
information at all stages until a few days before a final review
decision is due or before a tribunal or court hearing takes place.
At that point the majority of withheld documents may be released.
Section 12 of the Tasmanian FoI Act allows an Agency to make available
any information, including exempt information, outside the requirements
of the Act.
Background Information for a case
Often FoI is useful indirectly in uncovering background information
or helping to confirm that a certain event or course of conduct
has taken place. For example, in a recent case, an applicant disputed
a forced redundancy from the public service. To help establish
his case he needed to verify that a series of meetings in regard
to his redundancy had taken place, between representatives of
several agencies. He was unsuccessful in gaining access to any
documents relating to these meetings (all parties disputing that
any meetings had taken place and/or denying that any courses of
conduct were determined at those meetings). However he was able
to extract an index of communications (relating to his redundancy)
between various agencies. This index showed patterns indicative
of the suspected meetings actually having occurred. For example
8 July To Secretary Department X
From Legal Officer
Subject Contract of Employment A
(Refers to meeting 9 October - no record of whether formal or informal or indication of whom present)
As a result of this information he sought access from an Agency,
which he previously had not considered involved in his redundancy.
That agency, under FoI, provided documents held by its officers
including their notes and correspondence from these previously
"non-existent meetings".
A further illustration of FoI's usefulness in obtaining background
information for the preparation of a case is provided by the story
of Mr Neary. A senior engineer with the NSW State Rail Authority
(SRA),Mr Neary, sought external review by the Ombudsman of the
SRA's decision to deny him access to three documents held by the
authority. The documents under dispute were :
Document 1: Two committee reports by the SRA chief concerning irregular expenditure of capital work funds.
Document 2: Internal Audit report on consultancy payments.
During the Ombudsman's preliminary inquiries, Document 2 was released, however, the SRA claimed Document 1 should continue to be exempt under 4(1)(e) (law enforcement) as the reports were the subject of ICAC and Attorney-General investigations. The Ombudsman found SRA's claimed exemptions were unreasonable. The position of the ICAC and A-G in regards to release of the documents had in fact been misrepresented by SRA officers. Mr Neary eventually gained access to all documents bar those containing information about third parties.
Alternative Action for Clients
The Molesworth Environment Centre and the Department of Defence
land saga at Bathurst are two good examples of how FoI can be
used to settle a controversy or prevent a development where no
other legal avenues are readily available. In these types of cases
instead of turning new, or old, clients away with "sorry,
nothing we can do on this one for you," FoI gives the lawyer
an opportunity to gather vital information. Armed with this information
the client will have a better chance persuing alternative avenues
to obtain justice or a hearing, for example, by gaining press
attention, persuading the Ombudsman or Auditor-General or by having
members of Parliament take up the cause. Often documents released
under FoI, such as Ministerial briefing notes, will persuade a
community group that their current lobbying activities are ineffectual
or need to be redirected. The closure of the Molesworth Environment
Centre provides a good illustration of this point.
Molesworth Environment Centre
In December 1992, the Department of Education and the Arts announced
it would be closing several Environment Centres attached to primary
schools as a cost-cutting measure. The Molesworth Environment
Centre was targeted for closure. An action group, the Friends
of the Molesworth Environment Centre, was formed to lobby against
closure. The Friends of Molesworth and the media were constantly
told that the Centre was closed for cost cutting reasons and this
was the only factor taken into account when making the decision.
The goodwill generated from a law firm's involvement in the release
of documents in a similar community issue would be very high.
After thirteen months and three FoI requests, two of which required
intervention by the Ombudsman, a far different picture emerged.
Government briefing papers were released confirming that the Department
was trying to cut costs but had also presented the Minister
with information strongly arguing that the Molesworth Environment
Centre should be the last centre to be closed down. The reports
indicated that on almost any criteria the Molesworth Centre was
an excellent operation and should receive some continuing level
of funding. This information was important to the local community
and was provided free of charge (eventually) under the FoI Act.
The Bathurst land saga is nother example demonstrates the community
gratitude that can be achieved by gaining information under FoI.
Bathurst Land Saga
In the Bathurst Defence land saga local residents strongly opposed a proposed Defence Department land purchase. Evidence obtained by the residents under FoI led to the government abandoning the proposal. A Senate Standing Committee inquiry into the matter stated that:
Throughout the enquiry, material obtained from the department under the Freedom of Information Act by interest groups opposing the proposals repeatedly contradicted or undermined evidence presented to the committee by departmental witnesses.
Defamation
The use of FoI to "fish" for information is one of its
major advantages over the normal discovery process. A recent case
in Western Australia illustrates the advantages that can be gained
from FoI in defamation proceedings. In Re Veale and Town of
Bassendean the applicant sought access to a document, prepared
by the Town Clerk, in which he claimed defaming statements had
been made. The applicant intended to take Supreme Court procceedings
against the former Town Clerk but needed the document, held by
the agency, to commence proceedings. As the agency was not a party
to the proceedings before the Supreme Court the applicant was
unable to obtain an order for discovery of the document. However
the Information Commissioner held that the document was not exempt
and was available to the applicant under the Freedom of Information
Act 1992 (WA). Another example of this use occurred in Re
Horesh and Ministry of Education. In that case the applicant
had commenced defamation proceedings against a high school principal.
The applicant sought documents, including transcripts, of a departmental
inquiry into the same incident.
Some Tips and Traps for the Novice
Section 19(2)
Lawyers will generally use their own standard form letters in making a request under the Act. However, it is important that special attention be given to the requirements of section 19 (2). This section requires the applicant specifically to request access to non-exempt information in circumstances where part of the requested information is considered exempt by the Agency. If no such request is made the Agency can refuse access to all the information (exempt and non-exempt).
Reason Statements
Where information is refused in part or full, section 22 requires
the agency to provide the applicant with a statement of reasons
for the decision to refuse access. Adequate statements of reasons
are very useful in seeking internal and external review. However
the general quality of statements varies from agency to agency.
If the statement appears inadequate lawyers should demand at the
internal review stage, that even if the decision maker intends
to uphold the claim for exemption that an improved statement of
reasons be provided. An undergraduate study carried out in 1993
demonstrated that there is a need for Tasmanian Agencies and the
FoI Unit to improve the overall adequacy of reason statements.
The study concluded that
" the overwhelming conclusion is that the standard of statements of reasons are inadequate based on the recommendations and requirements of Attorney General's Memorandum No. 26. Furthermore, in failing to meet the criteria stated below, there is an overwhelming failure by agencies to comply with their statutory obligations in providing a statement of reasons, under the Freedom of Information Act (1991), and in fulfilling their obligations to the public to inform them of their real basis of a decision."
The study highlighted that FoI Officers and Principal Officers
appeared to have had difficulty understanding what would constitute
an adequate statement of reasons. The Queensland Information Commissioner
made similar criticisms of the adequacy of reason statements prepared
by Queensland agencies during 1993. This topic has been examined
in greater detail in another article.
Indexes
FoI applications are often educated fishing expeditions. These forays can be refined by initially requesting an agency to provide registers or indexes of various records held relating to the general area in which you are interested. For example when tracing details for the Molesworth case a copy of an index of briefing notes prepared for the Minister of Education over a three month period was sought. In a later request a copy of register of documents pertaining to the operations of a particular Board was also obtained. This register identified precisely the different files and their subject matter and assisted in the construction of further requests which were targeted to more precise areas:
Legislation
B1/6 Freedom of Information
Industry Developments - International
B4/2 India
B4/12 Egypt
Security
B5/2/1 Licensing
B5/13/1 Analysis - Samples
B5/20 Monday Meetings
Trade
B6/6 Marketing Initiatives
General Files
B8/7/1 Agency Consultative Committee
B8/18/4 DPI - Senior Management Meetings
Personnel
A2/2 Occupational Health and Safety
Vehicles
A5/1 Motor
Access to such information allows the applicant to be very specific in requests. This accelerates the processing of applications and enables internal and external reviews to be conducted faster and focus more precisely on the key information or documents that the applicant is seeking.
Physical Inspection
Section 19(1) allows applicants to be given copies of the information
and/or a reasonable opportunity to inspect the record containing
the information. This latter alternative can be usefully exploited
to minimise costs and to maximise access to information. In a
recent request to an agency access was granted to all of files
on a particular matter so that precisely what was wanted could
be identified. While perusing the files a number of other documents
were discovered to which access will be sought in future requests.
On another occasion the Agency identified the information it was prepared to allow access to and I was able to inspect those documents in order to minimise copying charges. It is possible to be swamped by unwanted reams of information. On one occassion a request made to the Department of Primary Industry resulted in a pile of documents 30 cm high being released. It took several hours to read through the information to uncover the tiny 2 cm stack of documents that were of key importance.
Running Review Cases
Careful crafting of internal (section 47) and external (section
48) review requests can lead to improved chances of disclosure.
An applicant should always be willing to compromise at the internal
review stage if the Agency offers to release some of the information.
The reason statement, if it fails to meet the guidelines for an
adequate statement (of the original decision maker) should be
challenged. Even if the internal review is unsuccessful a better
understanding of the Agency's case against release may have been
gained and this will be useful in seeking external review.
The outcome of review cases, especially external reviews, will
sometimes be dependant upon the amount of information the applicant
already knows about the documents being sought. The following
extract from a letter from the Ombudsman to the author in relation
to the Molesworth Environment Centre mentioned previously illustrates
this point;
"Following discussions between this office and the Secretary of Education and the Arts, the above file was provided. The Department advises the file was inadvertently overlooked in its search for records on the matter.
"As a result of further inquiries the Department located 13 folios of various reports...Some of the information contained therein comes within the scope of the initial request.
As the Department did not refer to this information in its initial
and review notices of decision to you, under section 50(1) the
decision is deemed to be a decision refusing to grant access."
The Ombudsman commented that it was apparent that an adequate
search had not been conducted prior to review, but that the Department
had now given the assurance that no further information was available.
The Ombudsman thus considered that there was "...little alternative
but to accept the Department's word that there is no more information..."
and that in conducting a search the agency had only to make adequate
efforts to locate a document.
This situation raises two important issues:
1. What is required by "adequate efforts" to locate a document?
2. If Departments only locate all relevant information when the
applicant provides specific identifying details such as the author's
name, what is the consequence for applicants who do not possess
such information?
Adequate search requirements - basic principles:
- A review body has jurisdiction to entertain an application to review a decision where a document cannot be found.
- Where a review body has the power to decide any matter in relation to a request that could have been decided by an agency, this power extends to the preliminary decision made by an agency as to the extent of the search which should be made for a document.
- If a document cannot be found, it does not follow that the
review body will itself undertake an examination of the agency's
filing system. However, circumstances may well arise where the
review body might consider it appropriate to give directions as
to further avenues of enquiry that ought properly be pursued.
Prima facie, the scenario outlined above suggests that applicants may have difficulty in assessing the adequacy of the search conducted by the agency. Once an application for review has been made, it seems that the Ombudsman has the power to assess the adequacy of the search conducted by the Department. However, unless details elicited by the Ombudsman are provided to the applicant, he/she may remain uncertain as to just how thorough the agency's search has been. In the case described, while it is quite conceivable that the Ombudsman obtained details of the search conducted by the agency, he provided no details to the applicant, and gave no explanation as to why he had been satisfied by the Department's assurance that no further information existed.
The section 20 hurdle
Often a request for "all information on topic x held by the
agency" will be greeted by a section 20 letter from the Agency
informing the applicant that the agency will refuse the request
because it substantially and unreasonably diverts the resources
of the agency. Many applicants often terminate their requests
at this point believing that the agency is not willing to provide
any information.
Section 20 requires the Agency to consult with the applicant to help refine the request so that the ground for refusal under section 20 is removed. When negotiating with an Agency over a section 20, voluminous request, claim it is advisable to place the onus on the Agency to delineate precisely what information would be provided before the exemption will be claimed. Certainly a request under section 19(1) to inspect the records should be seriously considered. Section 19(1) allows the applicant a reasonable opportunity to inspect the record containing the information. An alternative is to first seek an index or general listing of the information in question. A further possibility is to ask the agency to identify the main files or sources of information. Each of these steps should bring the request within the realms of a reasonable diversion of resources. In determining whether a request is voluminous and is an unreasonable interference in the operations of an agency various factors will come into play including; the potential cost to the agency, the size of the agency and availability of resources to meet the request and the nature of the information being requested.
Access Regimes
The possibility of requesting information in other jurisdictions
should be considered as an option where it is likely a Tasmanian
Agency will claim an exemption. Certain jurisdictions, especially
in Queensland and to a lesser extent West Australia, are more
likely to release information or to widely interpret public interest
provisions in favour of disclosure. Access to Police Standing
orders and significant parts of Police Finger Printing manuals
were released in Tasmania because such information was available
in other jurisdictions.
In late 1993 the National Tertiary Education Industry Union (NTEU)
made FoI requests to each Australian University. A total of 39
requests. The requests were for access to documents which would
show the total annual and contractual remuneration of Vice Chancellors
and other senior administrators of each Australian University
both in monetary form and by way of benefits offered either personally
or to their families. The requests were made as part of an industrial
bargaining process between the union and Universities. All the
universities refused the initial applications. Several universities
provided the information at the internal review stage. Other universities
provided information just prior to an external review hearing.
The remaining requests are currently under external review.
Conclusion
This paper has explored a number of areas where FoI could be used
by Tasmanian lawyers to improve their services to clients. The
possibilities are limited only by imagination and a willingness
to be innovative. However alternative sources of information may
in many circumstances be more productive, quicker and cheaper
than automatically using FoI. Such sources include: minutes of
meetings, documents tabled in Parliament, questions answered in
Parliament, documents or evidence presented to committees like
the Subordinate Legislation Committee, provision of information
direct from the Agency concerned (or from another agency), public
interest groups and universities.
Public interest groups like the Public Interest Advocacy Centre
in Sydney and the Consumer Law Centre in Melbourne have access,
in certain areas, to definitive collections of information on
various topics, products or legal issues. Universities contain
multitudes of formal and informal research centres which are often
happy to provide information. As an example the University of
Tasmania Law School is fast building a strong collection of materials
on FoI, not just case law but material based on empirical studies
undertaken by academics and students. This experience is replicated
in other disciplines and subjects throughout the Australian university
system. In many cases FoI applications will be futile or fail
to secure the release of any useful information. However with
several different FoI Acts in operation with different review
systems (judicial, administrative and/or a combination of both)
the opportunities for innovative arguments and approaches to gain
access to information held by Agencies are vast.
Table 1: Comparative list of selected exemption sections
| CTH | VIC | NSW | TAS | Qld | WA | SA | |
| Cth/State or State/State relations | 33A | 29 | Sch 1.5 | 26 | 38 | Sch 1.2 | Sch 1.5 |
| Internal working documents | 36 | 30 | Sch 1.9 | 24 | 41 | Sch 1.6 | Sch 1.1 |
| Law enforcement / public safety | 37 | 31 | Sch 1.4 | 28 | 42 | Sch 1.5 | Sch 1.4 |
| Secrecy provisions | 38 | 38 | Sch 1.12 | 36 | 48 | Sch 1.12 | |
| Operations of agencies | 40 | 36 | Sch 1.16 | 34 | 40 | Sch 1.11 | Sch 1.16 |
| Personal privacy | 41 | 33 | Sch 1.6 | 30 | 44 | Sch 1.3 | Sch 1.6 |
| Legal professional privilege | 42 | 32 | sch 1.10 | 29 | 43 | Sch 1.7 | Sch 1.10 |
| Business affairs | 43 | 34 | Sch 1.7 | 31 | 45 | Sch 1.9 | Sch 1.7 |
| Breach of confidence | 45 | 35 | Sch 1.13 | 33 | 46 | Sch 1.8 | Sch 1.13 |
| National security etc | 33 | 29 | Sch 1.5 | 26 | 38 | Sch 1.2,1.5 | Sch 1.5 |